未来90天IPO锁定期到期日
查看未来90天美国IPO锁定期到期日历,包含上市日、180天解禁日及收盘价与发行价对比,快速识别潜在卖压窗口。
即将到来的IPO锁定期到期日,是指新上市公司的内部人士和IPO前投资者首次可以自由出售股票的日期。锁定期是承销商在IPO时要求这些持有人遵守的合约性出售禁令,通常为180天。下表列出未来90天内常规180天锁定期到期的所有已定价美国IPO。到期日按上市日计算,并将每只股票的最新收盘价与发行价进行比较。该表于October 4, 2026计算,包含64个名称,并在每周刷新时重新生成:已过去的日期会移除,下一个日期会进入列表。关于禁售约束对象等完整机制,请参阅什么是IPO锁定期到期。
未来90天内即将到来的IPO锁定期到期日
当前列表中最早的常规到期日属于NHIVU(NewHold Investment Corp IV)。该股于Apr 14上市,第180天为Sun, Oct 11,距离现在还有7天。最晚的是LIME,到期日为Mon, Dec 28,距离现在还有85天。可将表格从上到下视为倒计时:days_away列表示每个日期距表格计算日的天数,unlock_180d表示上市日加180个日历日。
| 股票代码 | 公司 | 上市日期 | 上市标签 | 180天解禁 | 解禁标签 | 距今天数 | 计算日期 |
|---|---|---|---|---|---|---|---|
| NHIVU | NewHold Investment Corp IV | 2026-04-14 | Apr 14 | 2026-10-11 | Sun, Oct 11 | 7 | October 4, 2026 |
| ARXS | Arxis Inc. | 2026-04-16 | Apr 16 | 2026-10-13 | Tue, Oct 13 | 9 | October 4, 2026 |
| MAIR | Madison Air Solutions Corp. | 2026-04-16 | Apr 16 | 2026-10-13 | Tue, Oct 13 | 9 | October 4, 2026 |
| ALMR | Alamar Biosciences Inc. | 2026-04-17 | Apr 17 | 2026-10-14 | Wed, Oct 14 | 10 | October 4, 2026 |
| AVEX | AEVEX Corp. | 2026-04-17 | Apr 17 | 2026-10-14 | Wed, Oct 14 | 10 | October 4, 2026 |
| KLRA | Kailera Therapeutics Inc. | 2026-04-17 | Apr 17 | 2026-10-14 | Wed, Oct 14 | 10 | October 4, 2026 |
| EMI | Encore Medical Inc. | 2026-04-22 | Apr 22 | 2026-10-19 | Mon, Oct 19 | 15 | October 4, 2026 |
| NHP | National Healthcare Properties Inc. | 2026-04-22 | Apr 22 | 2026-10-19 | Mon, Oct 19 | 15 | October 4, 2026 |
| YSWY | Yesway Inc | 2026-04-22 | Apr 22 | 2026-10-19 | Mon, Oct 19 | 15 | October 4, 2026 |
| ELMT | Elmet Group Co. The | 2026-04-23 | Apr 23 | 2026-10-20 | Tue, Oct 20 | 16 | October 4, 2026 |
| XE | X-Energy Inc. | 2026-04-24 | Apr 24 | 2026-10-21 | Wed, Oct 21 | 17 | October 4, 2026 |
| CXIIU | Churchill Capital Corp XII | 2026-04-28 | Apr 28 | 2026-10-25 | Sun, Oct 25 | 21 | October 4, 2026 |
| PSUS | Pershing Square USA Ltd. | 2026-04-29 | Apr 29 | 2026-10-26 | Mon, Oct 26 | 22 | October 4, 2026 |
| AVLN | Avalyn Pharma Inc. | 2026-04-30 | Apr 30 | 2026-10-27 | Tue, Oct 27 | 23 | October 4, 2026 |
| GCGRU | General Catalyst Global Resilience Merger Corp. | 2026-04-30 | Apr 30 | 2026-10-27 | Tue, Oct 27 | 23 | October 4, 2026 |
| SBMT | Silver Bow Mining Corp. | 2026-04-30 | Apr 30 | 2026-10-27 | Tue, Oct 27 | 23 | October 4, 2026 |
| WENCU | West Enclave Merger Corp. | 2026-04-30 | Apr 30 | 2026-10-27 | Tue, Oct 27 | 23 | October 4, 2026 |
| COAG | Hemab Therapeutics Holdings Inc. | 2026-05-01 | May 1 | 2026-10-28 | Wed, Oct 28 | 24 | October 4, 2026 |
| MTNEU | CH4 Natural Solutions Corp | 2026-05-01 | May 1 | 2026-10-28 | Wed, Oct 28 | 24 | October 4, 2026 |
| SPTX | Seaport Therapeutics Inc. | 2026-05-01 | May 1 | 2026-10-28 | Wed, Oct 28 | 24 | October 4, 2026 |
每个数字背后的完整 SQL
SELECT
ticker,
company,
toString(listed_d) AS listed_on,
concat(formatDateTime(listed_d, '%b'), ' ',
toString(toDayOfMonth(listed_d))) AS listed_label,
toString(unlock_d) AS unlock_180d,
concat(formatDateTime(unlock_d, '%a, %b'), ' ',
toString(toDayOfMonth(unlock_d))) AS unlock_label,
dateDiff('day', today(), unlock_d) AS days_away,
concat(monthName(today()), ' ',
toString(toDayOfMonth(today())), ', ',
toString(toYear(today()))) AS computed_on
FROM
(
SELECT
ticker,
argMax(issuer_name, _ingest_time) AS company,
argMax(toDate(listing_date), _ingest_time) AS listed_d,
addDays(listed_d, 180) AS unlock_d
FROM global_markets.stocks_ipos
WHERE ticker != ''
AND ticker NOT IN ('SPCX')
AND toDate(listing_date) BETWEEN today() - 180 AND today() - 90
AND ipo_status NOT IN ('pending', 'postponed', 'withdrawn', 'rumor', 'direct_listing_process')
AND positionCaseInsensitive(issuer_name, 'acquisition') = 0
AND final_issue_price > 0
GROUP BY ticker
)
ORDER BY unlock_d, ticker解读日期列时有一条规则:它代表惯例,而非合约内容。美国IPO承销协议大多规定180天锁定期,而上市日自身只能推导出这一期限。招股书可能规定不同期限,例如90天或整整一年,也可能采用分阶段解禁安排,提前释放部分股票。这些信息不会出现在上市记录中。下方的方法部分说明如何根据招股书核对某一行;关于如何查找具体文件,请参阅如何查找锁定期到期日。如果第180天落在周末或市场假日,解禁股票会在下一个工作日首次交易。因此,标签中列出了星期几。
这些IPO相对发行价如何交易?
股票相对发行价的位置,是大多数读者查看锁定期日历时首先关注的内容。发行价是IPO股票的出售价格。该价格决定了各类持有人的账面收益。IPO前投资者支付的价格可能只是发行价的一小部分,因此即使IPO后股价处于较低水平,他们也可能仍有收益。该面板将日历中的每个名称与最新日收盘价匹配,并以发行价的百分比表示差额,正负号表示方向。
| 股票代码 | 发行价 | 最新收盘价 | 较发行价(%) | 价格截至 |
|---|---|---|---|---|
| ALMR | 17 | 34.36 | 102.1 | October 2, 2026 |
| ARXS | 28 | 50.03 | 78.7 | October 2, 2026 |
| COAG | 18 | 31.11 | 72.8 | October 2, 2026 |
| ELMT | 14 | 22.13 | 58.1 | October 2, 2026 |
| AVLN | 18 | 28.13 | 56.3 | October 2, 2026 |
| PBLS | 20 | 30.28 | 51.4 | October 2, 2026 |
| NHP | 12 | 16.09 | 34.1 | October 2, 2026 |
| DPC | 33 | 41.35 | 25.3 | October 2, 2026 |
| LCLN | 20 | 23.58 | 17.9 | October 2, 2026 |
| SIND | 12 | 13.92 | 16 | October 2, 2026 |
| EROK | 18.5 | 21.37 | 15.5 | October 2, 2026 |
| ODTX | 18 | 20.72 | 15.1 | October 2, 2026 |
| SSMR | 13.5 | 15.38 | 13.9 | October 2, 2026 |
| CXIIU | 10 | 11.11 | 11.1 | October 2, 2026 |
| BSP | 29 | 32.03 | 10.4 | October 2, 2026 |
| LIME | 25 | 27.22 | 8.9 | October 2, 2026 |
| RACC | 10 | 10.72 | 7.2 | October 2, 2026 |
| GCGRU | 10 | 10.32 | 3.2 | October 1, 2026 |
| YSWY | 20 | 20.53 | 2.6 | October 2, 2026 |
| SPTX | 18 | 18.42 | 2.3 | October 2, 2026 |
每个数字背后的完整 SQL
SELECT
i.ticker AS ticker,
round(i.offer_px, 2) AS offer_price,
round(p.last_px, 2) AS last_close,
round((p.last_px / i.offer_px - 1) * 100, 1) AS vs_offer_pct,
concat(monthName(p.last_d), ' ',
toString(toDayOfMonth(p.last_d)), ', ',
toString(toYear(p.last_d))) AS priced_as_of
FROM
(
SELECT
ticker,
argMax(toFloat64(final_issue_price), _ingest_time) AS offer_px
FROM global_markets.stocks_ipos
WHERE ticker != ''
AND ticker NOT IN ('SPCX')
AND toDate(listing_date) BETWEEN today() - 180 AND today() - 90
AND ipo_status NOT IN ('pending', 'postponed', 'withdrawn', 'rumor', 'direct_listing_process')
AND positionCaseInsensitive(issuer_name, 'acquisition') = 0
AND final_issue_price > 0
GROUP BY ticker
) AS i
INNER JOIN
(
SELECT
ticker,
toFloat64(argMax(close, date)) AS last_px,
max(date) AS last_d
FROM global_markets.stocks_daily_aggs
WHERE date >= today() - 10
AND close > 0
GROUP BY ticker
) AS p ON p.ticker = i.ticker
ORDER BY vs_offer_pct DESC, ticker截至October 2, 2026,排名第一的股票相对发行价上涨102.1%,排名最后的股票为-82.5%。共有57个名称在过去十个交易日内录得收盘价。出现在日历中但未出现在此处的名称,在该时间窗口内没有收盘价记录。发行价是IPO记录中的最终发行价格,未根据之后发生的公司行动进行调整。
锁定期到期日有多少处于排期中?
每个月的上市公司大约在六个月后进入锁定期日历。该面板按上市月份统计过去一年内的已定价美国上市交易。SPAC和直接上市按照日历所用的相同筛选条件排除。大约六个月前的三个月,正是填充上方表格的月份;最近几个月则显示日历在半年后可能包含的内容。
| 月份 | 月份标签 | IPO数量 |
|---|---|---|
| 2025-10 | Oct 2025 | 25 |
| 2025-11 | Nov 2025 | 13 |
| 2025-12 | Dec 2025 | 17 |
| 2026-01 | Jan 2026 | 13 |
| 2026-02 | Feb 2026 | 18 |
| 2026-03 | Mar 2026 | 7 |
| 2026-04 | Apr 2026 | 18 |
| 2026-05 | May 2026 | 21 |
| 2026-06 | Jun 2026 | 23 |
| 2026-07 | Jul 2026 | 15 |
| 2026-08 | Aug 2026 | 11 |
| 2026-09 | Sep 2026 | 6 |
| 2026-10 | Oct 2026 | 1 |
每个数字背后的完整 SQL
SELECT
formatDateTime(listing_month, '%Y-%m') AS month,
formatDateTime(listing_month, '%b %Y') AS month_label,
count() AS ipo_count
FROM
(
SELECT
ticker,
toStartOfMonth(argMax(toDate(listing_date), _ingest_time)) AS listing_month
FROM global_markets.stocks_ipos
WHERE ticker != ''
AND ticker NOT IN ('SPCX')
AND toDate(listing_date) BETWEEN today() - 365 AND today()
AND ipo_status NOT IN ('pending', 'postponed', 'withdrawn', 'rumor', 'direct_listing_process')
AND positionCaseInsensitive(issuer_name, 'acquisition') = 0
AND final_issue_price > 0
GROUP BY ticker
)
GROUP BY listing_month
ORDER BY listing_month该序列从Oct 2025(25宗上市)延伸至Oct 2026(截至目前为1宗),首尾月份因过去一年窗口而被截断。锁定期到期日的分布与上市数量相似:上市数量较多的月份,会在两个季度后形成较多的到期日,日历中的行数也会随之在每次刷新时变化。2026年上半年IPO市场回顾详细分析了上市端,并使用相同的IPO记录。
锁定期可以提前结束吗?
可以,仅凭上市日无法判断。主要有两种情况。招股书可能包含提前解禁条款。常见安排是:如果股价在规定天数内收盘高于发行价某一倍数,则在公司IPO后的首次财报发布后解禁。除此之外,承销商可以随时对部分或全部持有人豁免锁定期。若进行后续发行,而出售股票的正是受锁定期约束的持有人,承销商也经常同时给予豁免。这两种情况都会出现在发行人的申报文件中,通常是8-K表格。8-K是公司在发生重大事项时向SEC提交的当前报告。下方面板扫描过去两年上市的发行人提交的8-K文件,查找其中提及锁定期的内容。
| 股票代码 | 提交日期 | 提交标签 | 表格类型 | 锁定期提及次数 | 文件链接 |
|---|---|---|---|---|---|
| ELMT | 2026-09-24 | Sep 24 | 8-K | 1 | https://www.sec.gov/Archives/edgar/data/2101698/0001213900-26-102840.txt |
| NTHI | 2026-09-10 | Sep 10 | 8-K | 3 | https://www.sec.gov/Archives/edgar/data/1979414/0001829126-26-009977.txt |
| SWMR | 2026-09-10 | Sep 10 | 8-K | 7 | https://www.sec.gov/Archives/edgar/data/2092574/0001104659-26-106499.txt |
| MAIR | 2026-08-25 | Aug 25 | 8-K | 6 | https://www.sec.gov/Archives/edgar/data/2098430/0001628280-26-058764.txt |
| ROC | 2026-08-19 | Aug 19 | 8-K | 14 | https://www.sec.gov/Archives/edgar/data/2077709/0001213900-26-091418.txt |
| HAWK | 2026-08-13 | Aug 13 | 8-K | 10 | https://www.sec.gov/Archives/edgar/data/1750704/0001750704-26-000018.txt |
| ATHR | 2026-08-11 | Aug 11 | 8-K | 9 | https://www.sec.gov/Archives/edgar/data/2026353/0001493152-26-037023.txt |
| RACC | 2026-07-27 | Jul 27 | 8-K | 8 | https://www.sec.gov/Archives/edgar/data/2118032/0001193125-26-316954.txt |
| ATHR | 2026-07-21 | Jul 21 | 8-K | 9 | https://www.sec.gov/Archives/edgar/data/2026353/0001493152-26-034007.txt |
| JUNS | 2026-07-21 | Jul 21 | 8-K | 1 | https://www.sec.gov/Archives/edgar/data/1679628/0001493152-26-034077.txt |
| CSQR | 2026-07-17 | Jul 17 | 8-K | 1 | https://www.sec.gov/Archives/edgar/data/2105398/0001104659-26-084616.txt |
| CRCL | 2026-07-02 | Jul 2 | 8-K | 1 | https://www.sec.gov/Archives/edgar/data/1876042/0001876042-26-000205.txt |
| XE | 2026-06-04 | Jun 4 | 8-K | 5 | https://www.sec.gov/Archives/edgar/data/2088896/0001193125-26-256369.txt |
| ARXS | 2026-06-02 | Jun 2 | 8-K | 6 | https://www.sec.gov/Archives/edgar/data/2093536/0001193125-26-252459.txt |
| WGRX | 2026-05-29 | May 29 | 8-K | 10 | https://www.sec.gov/Archives/edgar/data/2030763/0001493152-26-026452.txt |
| FJET | 2026-05-22 | May 22 | 8-K | 4 | https://www.sec.gov/Archives/edgar/data/1947016/0001062993-26-002837.txt |
| JUNS | 2026-05-20 | May 20 | 8-K | 1 | https://www.sec.gov/Archives/edgar/data/1679628/0001493152-26-024547.txt |
| EROK | 2026-05-19 | May 19 | 8-K | 5 | https://www.sec.gov/Archives/edgar/data/2104882/0001193125-26-231118.txt |
| CAEP | 2026-05-11 | May 11 | 8-K | 2 | https://www.sec.gov/Archives/edgar/data/2034268/0001213900-26-054575.txt |
| CRCL | 2026-05-11 | May 11 | 8-K | 1 | https://www.sec.gov/Archives/edgar/data/1876042/0001876042-26-000148.txt |
每个数字背后的完整 SQL
SELECT
k.ticker AS ticker,
toString(toDate(k.filing_date)) AS filed_on,
concat(formatDateTime(toDate(k.filing_date), '%b'), ' ',
toString(toDayOfMonth(toDate(k.filing_date)))) AS filed_label,
any(k.form_type) AS form_type,
max(countSubstringsCaseInsensitive(k.items_text, 'lock-up')
+ countSubstringsCaseInsensitive(k.items_text, 'lockup')) AS lockup_mentions,
any(k.filing_url) AS filing_url
FROM global_markets.stocks_8k_text AS k
WHERE k.ticker IN
(
SELECT ticker
FROM global_markets.stocks_ipos
WHERE ticker != ''
AND ticker NOT IN ('SPCX')
AND toDate(listing_date) BETWEEN today() - 730 AND today() - 30
AND ipo_status NOT IN ('pending', 'postponed', 'withdrawn', 'rumor', 'direct_listing_process')
AND positionCaseInsensitive(issuer_name, 'acquisition') = 0
AND final_issue_price > 0
)
AND toDate(k.filing_date) >= today() - 180
AND (positionCaseInsensitive(k.items_text, 'lock-up') > 0
OR positionCaseInsensitive(k.items_text, 'lockup') > 0)
GROUP BY k.ticker, k.accession_number, k.filing_date
ORDER BY k.filing_date DESC, k.ticker
LIMIT 25过去180天内的匹配数量为24,最多显示25条;最新一条来自ELMT,日期为Sep 24。匹配结果只能作为线索。后续发行的8-K可能提及新交易的锁定协议,财报8-K则可能只是重述原有安排。请通过表格中的链接打开文件并阅读相关段落。提前解除和豁免IPO锁定期介绍了这些文件的常见形式,以及有权批准豁免的主体。
锁定期到期后的两周内会发生什么?
每个锁定期日历背后的问题,都是股票在股票解禁后是否会下跌。相关测算见锁定期到期后股票会下跌吗。该页面根据相同的上市记录跟踪历史到期日前后的价格走势,并按自身计划刷新,因此具体数据会在那里引用,而不会在此重复。本页面新增的是一份适用于上表任一日期后两周的检查清单:
- 交易量与到期日前几个交易日股票自身平均交易量的比较。解禁流通股是指可供交易的股票。若这些股票确实被出售,无论价格如何变化,成交股数都会出现明显变化。
- Form 4申报。第16条规定的内部人士,包括高管、董事以及持股超过10%的持有人,须在两个工作日内报告公开市场出售交易。因此,首批内部人士出售通常会在同一周出现在EDGAR中。
- 每日卖空成交量比率,即当天成交量中被标记为卖空交易的比例。在到期日前借入股票的交易者,会在限制解除后获得新的供给以用于回补。
- 在到期日当天或之前提交的二次发行文件。这是提前解禁的常见形式,上方的8-K面板会捕捉到其中许多案例。
每一行如何计算?
每一行都可以根据其面板下方的SQL复现。步骤如下:
- 数据来源。IPO上市记录提供股票代码、发行人名称、上市日期和最终发行价;最新收盘价来自日线行情;申报文件来自SEC EDGAR索引和8-K文本数据源。
- 筛选条件。仅纳入已定价IPO。排除SPAC,即名称中含有“acquisition”的发行人,以及直接上市,因为两者都不遵循180天惯例。供应商数据中同一股票代码对应两家公司的一个重复使用代码,也在SQL中排除。
- 时间窗口。上市日期在90至180天前,恰好对应第180天落在今天至未来90天之间的公司。
- 到期日。统一按上市日加180个日历日计算,从不读取招股书中的实际期限。
- 股价与发行价比较。取过去十个交易日内的最新日收盘价,除以最终发行价后减一,再换算为百分比。
- 刷新。每周刷新。computed_on列记录表格的计算日期。
如需核对某一行,请在下方回执面板中打开最终招股书。文件通常为SEC 424B4表格,部分交易使用424B1表格。随后搜索“lock-up”。承销部分会说明期限及任何提前解禁条件;未来可出售股票部分会列出股票数量。如果招股书规定分阶段解禁,请分别记录每一批股票的日期。日历每个名称只显示一个日期,无法拆分显示。
:::details日历中每个名称的招股书回执
该面板将日历中的每个名称与EDGAR索引中的最终招股书进行匹配。文件须在上市日期两周内提交。系统为日历中的64个名称找到56份文件。未出现在此处的名称,可能使用了两个检索范围之外的表格类型,或者其股票代码尚未关联到EDGAR记录。
| 股票代码 | 表格类型 | 提交日期 | 招股书链接 |
|---|---|---|---|
| AADX | 424B4 | 2026-06-04 | https://www.sec.gov/Archives/edgar/data/2118195/0001193125-26-256356.txt |
| AIAI | 424B4 | 2026-05-14 | https://www.sec.gov/Archives/edgar/data/2096362/0001493152-26-022855.txt |
| ALMR | 424B4 | 2026-04-17 | https://www.sec.gov/Archives/edgar/data/2104204/0001193125-26-161647.txt |
| APURU | 424B4 | 2026-05-21 | https://www.sec.gov/Archives/edgar/data/2093524/0001213900-26-060082.txt |
| ARXS | 424B4 | 2026-04-16 | https://www.sec.gov/Archives/edgar/data/2093536/0001193125-26-159369.txt |
| AVEX | 424B4 | 2026-04-20 | https://www.sec.gov/Archives/edgar/data/2096300/0001193125-26-162601.txt |
| BSP | 424B4 | 2026-07-01 | https://www.sec.gov/Archives/edgar/data/2004711/0001104659-26-079884.txt |
| BXDC | 424B4 | 2026-05-15 | https://www.sec.gov/Archives/edgar/data/2100161/0001193125-26-225090.txt |
| CAES | 424B4 | 2026-06-17 | https://www.sec.gov/Archives/edgar/data/2087965/0001213900-26-069612.txt |
| CBRS | 424B4 | 2026-05-14 | https://www.sec.gov/Archives/edgar/data/2021728/0001628280-26-035214.txt |
| CGCFU | 424B4 | 2026-06-25 | https://www.sec.gov/Archives/edgar/data/2126043/0001185185-26-002653.txt |
| CNXU | 424B4 | 2026-05-11 | https://www.sec.gov/Archives/edgar/data/2066836/0001062993-26-002473.txt |
| COAG | 424B4 | 2026-05-01 | https://www.sec.gov/Archives/edgar/data/2114044/0001193125-26-201458.txt |
| CXIIU | 424B4 | 2026-04-28 | https://www.sec.gov/Archives/edgar/data/2114227/0001213900-26-048413.txt |
| DPC | 424B4 | 2026-06-26 | https://www.sec.gov/Archives/edgar/data/2107018/0001104659-26-077968.txt |
| ELMT | 424B4 | 2026-04-23 | https://www.sec.gov/Archives/edgar/data/2101698/0001213900-26-047144.txt |
| EROC | 424B4 | 2026-06-10 | https://www.sec.gov/Archives/edgar/data/2110029/0001193125-26-265898.txt |
| EROK | 424B4 | 2026-05-14 | https://www.sec.gov/Archives/edgar/data/2104882/0001193125-26-224302.txt |
| FCBM | 424B4 | 2026-06-18 | https://www.sec.gov/Archives/edgar/data/1531193/0001140361-26-025790.txt |
| FRBT | 424B4 | 2026-06-11 | https://www.sec.gov/Archives/edgar/data/1925062/0001628280-26-042580.txt |
每个数字背后的完整 SQL
SELECT
e.ticker AS ticker,
any(e.form_type) AS form_type,
toString(toDate(e.filing_date)) AS filed_on,
any(e.filing_url) AS prospectus_url
FROM global_markets.stocks_sec_edgar_index AS e
INNER JOIN
(
SELECT
ticker,
argMax(toDate(listing_date), _ingest_time) AS listed_d
FROM global_markets.stocks_ipos
WHERE ticker != ''
AND ticker NOT IN ('SPCX')
AND toDate(listing_date) BETWEEN today() - 180 AND today() - 90
AND ipo_status NOT IN ('pending', 'postponed', 'withdrawn', 'rumor', 'direct_listing_process')
AND positionCaseInsensitive(issuer_name, 'acquisition') = 0
AND final_issue_price > 0
GROUP BY ticker
) AS i ON i.ticker = e.ticker
WHERE e.form_type IN ('424B4', '424B1')
AND toDate(e.filing_date) >= today() - 200
AND toDate(e.filing_date) BETWEEN addDays(i.listed_d, -14) AND addDays(i.listed_d, 14)
GROUP BY e.ticker, e.accession_number, e.filing_date
ORDER BY e.ticker, e.filing_date:::
常见问题
IPO锁定期通常有多长?
大多数美国IPO锁定期从最终招股书日期起持续180天。该期限由承销协议规定,并非任何监管规则强制要求。较短或较长的期限都可能出现。部分协议还会按阶段提前释放部分股票,或在公司首次发布财报后解禁。
如何查找某只股票准确的锁定期到期日?
在EDGAR中打开最终招股书,即SEC 424B4表格,然后搜索“lock-up”。承销部分会说明期限及任何提前解禁条件。应从招股书日期开始计算,因为该日期可能与首个交易日相差一两天。
内部人士可以在锁定期到期前出售股票吗?
除非承销商提前解除限制,否则不能在公开市场出售。锁定协议通常包含范围狭窄的例外情况,例如赠与、转让给家族信托、为支付归属股权的税款而扣留股票,以及在要约收购或并购中进行转让。这些情况不会将股票投放到交易所。
股票在锁定期到期时一定会下跌吗?
不一定。到期只是取消了对供给的限制。持有人是否出售以及出售规模,因股票而异。关于锁定期到期后股票是否下跌的配套文章,会测算历史到期日前后的价格走势。
如果锁定期到期日落在周末怎么办?
协议仍会在该日历日结束。解禁股票可以交易的首个交易日是下一个工作日。因此,日历会标注每个日期对应的星期几。
本页面的每个面板下方都提供完整且精确的SQL。若要核对某个名称,或提取不同时间窗口的日历,可在Strasmore终端中用自然语言提问。