STRASMORE/EXPLORE 3,293 QUERIES

8-K filings from recent IPO issuers that mention a lock-up, last 180 days

Answered against 22 years of US equities and 12 years of US options data and published with the query that produced it. This result is stored as of 2026-11-01, from Upcoming IPO Lockup Expirations: Next 90 Days.

as of table 23×6read in context →
8-K filings from recent IPO issuers that mention a lock-up, last 180 days — 23 rows by 6 columns, computed from US exchange, SIP and OPRA data.
tickerfiled_onfiled_labelform_typelockup_mentionsfiling_url
MWYN2026-10-20Oct 208-K1https://www.sec.gov/Archives/edgar/data/2030522/0001213900-26-111022.txt
CDNL2026-10-19Oct 198-K2https://www.sec.gov/Archives/edgar/data/2079999/0001193125-26-424737.txt
ELMT2026-09-24Sep 248-K1https://www.sec.gov/Archives/edgar/data/2101698/0001213900-26-102840.txt
NTHI2026-09-10Sep 108-K3https://www.sec.gov/Archives/edgar/data/1979414/0001829126-26-009977.txt
SWMR2026-09-10Sep 108-K7https://www.sec.gov/Archives/edgar/data/2092574/0001104659-26-106499.txt
MAIR2026-08-25Aug 258-K6https://www.sec.gov/Archives/edgar/data/2098430/0001628280-26-058764.txt
ROC2026-08-19Aug 198-K14https://www.sec.gov/Archives/edgar/data/2077709/0001213900-26-091418.txt
HAWK2026-08-13Aug 138-K10https://www.sec.gov/Archives/edgar/data/1750704/0001750704-26-000018.txt
ATHR2026-08-11Aug 118-K9https://www.sec.gov/Archives/edgar/data/2026353/0001493152-26-037023.txt
RACC2026-07-27Jul 278-K8https://www.sec.gov/Archives/edgar/data/2118032/0001193125-26-316954.txt
ATHR2026-07-21Jul 218-K9https://www.sec.gov/Archives/edgar/data/2026353/0001493152-26-034007.txt
JUNS2026-07-21Jul 218-K1https://www.sec.gov/Archives/edgar/data/1679628/0001493152-26-034077.txt
CSQR2026-07-17Jul 178-K1https://www.sec.gov/Archives/edgar/data/2105398/0001104659-26-084616.txt
CRCL2026-07-02Jul 28-K1https://www.sec.gov/Archives/edgar/data/1876042/0001876042-26-000205.txt
XE2026-06-04Jun 48-K5https://www.sec.gov/Archives/edgar/data/2088896/0001193125-26-256369.txt
ARXS2026-06-02Jun 28-K6https://www.sec.gov/Archives/edgar/data/2093536/0001193125-26-252459.txt
WGRX2026-05-29May 298-K10https://www.sec.gov/Archives/edgar/data/2030763/0001493152-26-026452.txt
FJET2026-05-22May 228-K4https://www.sec.gov/Archives/edgar/data/1947016/0001062993-26-002837.txt
JUNS2026-05-20May 208-K1https://www.sec.gov/Archives/edgar/data/1679628/0001493152-26-024547.txt
EROK2026-05-19May 198-K5https://www.sec.gov/Archives/edgar/data/2104882/0001193125-26-231118.txt
CAEP2026-05-11May 118-K2https://www.sec.gov/Archives/edgar/data/2034268/0001213900-26-054575.txt
CRCL2026-05-11May 118-K1https://www.sec.gov/Archives/edgar/data/1876042/0001876042-26-000148.txt
PMI2026-05-11May 118-K1https://www.sec.gov/Archives/edgar/data/2030617/0001829126-26-004960.txt
Rows × columns
23 × 6
Period covered
to
Computed
Completeness
No missing values
Source
US exchange, SIP and OPRA market data
Licence
Strasmore terms · free, no signup
Formats
JSON · CSV · the SQL below

What each column holds

Column definitions for 8-K filings from recent IPO issuers that mention a lock-up, last 180 days, derived from the stored result.
ColumnTypeRangeNotes
ticker text 20 distinct values (ARXS, ATHR, CAEP…)
filed_on date 2026-05-11 to 2026-10-20
filed_label text 19 distinct values (Aug 11, Aug 13, Aug 19…)
form_type text 1 distinct value (8-K)
lockup_mentions number 1 to 14
filing_url text 23 distinct values

Computed from Strasmore's warehouse of US exchange, SIP and OPRA market data. Equity prices are delayed; options greeks and implied volatility are end-of-day. This result is stored, not recomputed on load — it is exactly the numbers that were returned on , and the query below is what returned them.

Run it yourself

This is the exact query behind the result above. Change a ticker, a date or a column and run it against the warehouse — no account, no key. The no-signup tier is smaller than the one this page was computed on; a query that reaches past it comes back saying which plan runs it.

SELECT
    k.ticker                                                   AS ticker,
    toString(toDate(k.filing_date))                            AS filed_on,
    concat(formatDateTime(toDate(k.filing_date), '%b'), ' ',
           toString(toDayOfMonth(toDate(k.filing_date))))      AS filed_label,
    any(k.form_type)                                           AS form_type,
    max(countSubstringsCaseInsensitive(k.items_text, 'lock-up')
        + countSubstringsCaseInsensitive(k.items_text, 'lockup')) AS lockup_mentions,
    any(k.filing_url)                                          AS filing_url
FROM global_markets.stocks_8k_text AS k
WHERE k.ticker IN
(
    SELECT ticker
    FROM global_markets.stocks_ipos
    WHERE ticker != ''
      AND ticker NOT IN ('SPCX')
      AND toDate(listing_date) BETWEEN today() - 730 AND today() - 30
      AND ipo_status NOT IN ('pending', 'postponed', 'withdrawn', 'rumor', 'direct_listing_process')
      AND positionCaseInsensitive(issuer_name, 'acquisition') = 0
      AND final_issue_price > 0
)
  AND toDate(k.filing_date) >= today() - 180
  AND (positionCaseInsensitive(k.items_text, 'lock-up') > 0
       OR positionCaseInsensitive(k.items_text, 'lockup') > 0)
GROUP BY k.ticker, k.accession_number, k.filing_date
ORDER BY k.filing_date DESC, k.ticker
LIMIT 25
⌘/Ctrl + Enter

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More from this analysisUpcoming IPO Lockup Expirations: Next 90 Days
IPO lockup calendar: priced US listings whose 180-day date falls in the next 90 days table 56×8 → Final prospectus (424B4 / 424B1) on file for each calendar name table 53×4 → Latest close versus IPO offer price for every name in the calendar table 52×5 → Priced US IPO listings by month, trailing year (the lockup pipeline) series 12×3 → RDDT daily close and volume around its 180 day mark, Aug to Oct 2024 series 53×3 → Average daily volume before and after the 180 day mark, 2023-2024 IPOs ranking 6×4 → See all 3,293 queries →