{"slug":"upcoming-ipo-lockup-expirations","qid":"early_release_watch","label":"early_release_watch","post_title":"upcoming-ipo-lockup-expirations","post_url":"/blog/upcoming-ipo-lockup-expirations#q-early_release_watch","columns":["ticker","filed_on","filed_label","form_type","lockup_mentions","filing_url"],"rows":[{"ticker":"GRDN","filed_on":"2026-09-10","filed_label":"Sep 10","form_type":"8-K","lockup_mentions":7,"filing_url":"https://www.sec.gov/Archives/edgar/data/1802255/0001193125-26-387858.txt"},{"ticker":"NTHI","filed_on":"2026-09-10","filed_label":"Sep 10","form_type":"8-K","lockup_mentions":3,"filing_url":"https://www.sec.gov/Archives/edgar/data/1979414/0001829126-26-009977.txt"},{"ticker":"SWMR","filed_on":"2026-09-10","filed_label":"Sep 10","form_type":"8-K","lockup_mentions":7,"filing_url":"https://www.sec.gov/Archives/edgar/data/2092574/0001104659-26-106499.txt"},{"ticker":"MAIR","filed_on":"2026-08-25","filed_label":"Aug 25","form_type":"8-K","lockup_mentions":6,"filing_url":"https://www.sec.gov/Archives/edgar/data/2098430/0001628280-26-058764.txt"},{"ticker":"ROC","filed_on":"2026-08-19","filed_label":"Aug 19","form_type":"8-K","lockup_mentions":14,"filing_url":"https://www.sec.gov/Archives/edgar/data/2077709/0001213900-26-091418.txt"},{"ticker":"HAWK","filed_on":"2026-08-13","filed_label":"Aug 13","form_type":"8-K","lockup_mentions":10,"filing_url":"https://www.sec.gov/Archives/edgar/data/1750704/0001750704-26-000018.txt"},{"ticker":"ATHR","filed_on":"2026-08-11","filed_label":"Aug 11","form_type":"8-K","lockup_mentions":9,"filing_url":"https://www.sec.gov/Archives/edgar/data/2026353/0001493152-26-037023.txt"},{"ticker":"RACC","filed_on":"2026-07-27","filed_label":"Jul 27","form_type":"8-K","lockup_mentions":8,"filing_url":"https://www.sec.gov/Archives/edgar/data/2118032/0001193125-26-316954.txt"},{"ticker":"ATHR","filed_on":"2026-07-21","filed_label":"Jul 21","form_type":"8-K","lockup_mentions":9,"filing_url":"https://www.sec.gov/Archives/edgar/data/2026353/0001493152-26-034007.txt"},{"ticker":"JUNS","filed_on":"2026-07-21","filed_label":"Jul 21","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/1679628/0001493152-26-034077.txt"},{"ticker":"CSQR","filed_on":"2026-07-17","filed_label":"Jul 17","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/2105398/0001104659-26-084616.txt"},{"ticker":"CRCL","filed_on":"2026-07-02","filed_label":"Jul 2","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/1876042/0001876042-26-000205.txt"},{"ticker":"XE","filed_on":"2026-06-04","filed_label":"Jun 4","form_type":"8-K","lockup_mentions":5,"filing_url":"https://www.sec.gov/Archives/edgar/data/2088896/0001193125-26-256369.txt"},{"ticker":"ARXS","filed_on":"2026-06-02","filed_label":"Jun 2","form_type":"8-K","lockup_mentions":6,"filing_url":"https://www.sec.gov/Archives/edgar/data/2093536/0001193125-26-252459.txt"},{"ticker":"WGRX","filed_on":"2026-05-29","filed_label":"May 29","form_type":"8-K","lockup_mentions":10,"filing_url":"https://www.sec.gov/Archives/edgar/data/2030763/0001493152-26-026452.txt"},{"ticker":"FJET","filed_on":"2026-05-22","filed_label":"May 22","form_type":"8-K","lockup_mentions":4,"filing_url":"https://www.sec.gov/Archives/edgar/data/1947016/0001062993-26-002837.txt"},{"ticker":"JUNS","filed_on":"2026-05-20","filed_label":"May 20","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/1679628/0001493152-26-024547.txt"},{"ticker":"EROK","filed_on":"2026-05-19","filed_label":"May 19","form_type":"8-K","lockup_mentions":5,"filing_url":"https://www.sec.gov/Archives/edgar/data/2104882/0001193125-26-231118.txt"},{"ticker":"CAEP","filed_on":"2026-05-11","filed_label":"May 11","form_type":"8-K","lockup_mentions":2,"filing_url":"https://www.sec.gov/Archives/edgar/data/2034268/0001213900-26-054575.txt"},{"ticker":"CRCL","filed_on":"2026-05-11","filed_label":"May 11","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/1876042/0001876042-26-000148.txt"},{"ticker":"PMI","filed_on":"2026-05-11","filed_label":"May 11","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/2030617/0001829126-26-004960.txt"},{"ticker":"SBMT","filed_on":"2026-05-01","filed_label":"May 1","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/2067674/0001539497-26-001277.txt"},{"ticker":"MAIR","filed_on":"2026-04-17","filed_label":"Apr 17","form_type":"8-K","lockup_mentions":4,"filing_url":"https://www.sec.gov/Archives/edgar/data/2098430/0001193125-26-161509.txt"},{"ticker":"WGRX","filed_on":"2026-04-17","filed_label":"Apr 17","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/2030763/0001493152-26-017895.txt"},{"ticker":"HMH","filed_on":"2026-04-02","filed_label":"Apr 2","form_type":"8-K","lockup_mentions":1,"filing_url":"https://www.sec.gov/Archives/edgar/data/2021880/0001193125-26-140110.txt"}],"shape":"table","sql":"SELECT\n    k.ticker                                                   AS ticker,\n    toString(toDate(k.filing_date))                            AS filed_on,\n    concat(formatDateTime(toDate(k.filing_date), '%b'), ' ',\n           toString(toDayOfMonth(toDate(k.filing_date))))      AS filed_label,\n    any(k.form_type)                                           AS form_type,\n    max(countSubstringsCaseInsensitive(k.items_text, 'lock-up')\n        + countSubstringsCaseInsensitive(k.items_text, 'lockup')) AS lockup_mentions,\n    any(k.filing_url)                                          AS filing_url\nFROM global_markets.stocks_8k_text AS k\nWHERE k.ticker IN\n(\n    SELECT ticker\n    FROM global_markets.stocks_ipos\n    WHERE ticker != ''\n      AND ticker NOT IN ('SPCX')\n      AND toDate(listing_date) BETWEEN today() - 730 AND today() - 30\n      AND ipo_status NOT IN ('pending', 'postponed', 'withdrawn', 'rumor', 'direct_listing_process')\n      AND positionCaseInsensitive(issuer_name, 'acquisition') = 0\n      AND final_issue_price > 0\n)\n  AND toDate(k.filing_date) >= today() - 180\n  AND (positionCaseInsensitive(k.items_text, 'lock-up') > 0\n       OR positionCaseInsensitive(k.items_text, 'lockup') > 0)\nGROUP BY k.ticker, k.accession_number, k.filing_date\nORDER BY k.filing_date DESC, k.ticker\nLIMIT 25","computed_at":"2026-09-18T14:58:29.454733+00:00","elapsed":0.587317749}